FAQ's

Our Services
Recommended Links

Who would benefit from a meeting?

  • Anyone who is looking for an independent review of their current financial situation to help ensure their best possible position.

  • Anyone with an IRA, 401(k), TSA, or any other financial plan and/or product, who would like to fully understand what they own and how it works, and learn ways to maximize these dollars.

  • Anyone who would like to explore strategies to help bring some certainty to their financial goals.

 

Is Wealth Management of the Carolinas limited to specific investment and insurance companies?

  • No.  Wealth Management of the Carolinas understands that each consumer is unique and no single company is right for everyone.

 

I already work with a financial representative.

Why do I need to meet with Wealth Management of the Carolinas?

  • Ninety percent of the people who come in to visit with us already have a financial representative.  Many times that representative is not a retirement planning specialist, and more often than not, that person works for a particular company (his or her broker/dealer or insurance company) rather than for the client.

 

How did you get my name?

  • We hire a marketing company to send out invitations to our event, and we have a lot of referrals from existing clients.

 

How do I schedule an appointment?

  • You may schedule a time to visit by turning in your Evaluation Form at a presentation or by calling our office at 704.782.7233.

 

What are the office hours?

  • By appointment.

  • Our regularly scheduled business hours are Monday – Thursday, 9:00am – 4:00pm and Friday, 9:00am – 3:00pm. 

 

*Appointment times are not limited to the hours listed above.  Additional appointment times are available upon request.

 

What are my obligations for my FREE face-to-face visit?

  • There is absolutely no charge or obligation.

  • Your first visit is designed to answer your questions, give you ample information to decide if we can help you, and that’s it.

  • You decide if you want to meet us again, and there is NEVER A FEE FOR OUR TIME!

 

What is the charge for subsequent meetings?

  • There is NEVER any charge for our time.

  • Different financial strategies may have various fee structures, or none at all.  We will help you fully understand any fees associated with any proposed financial strategy. 

 

What should I bring to the face-to-face meeting?

The following items would be helpful, if you wish to bring them:

  • Your latest financial statements such as: Mutual funds, CD’s, Life Insurance policies, annuity policies, retirement accounts (IRA, 401(k), TSA, 403B.etc.) [Please bring your statements not just a spreadsheet]

  • Wills and Trusts

  • A copy of last year’s Federal Income Tax Return

  • An estimate of your annual expenses

  • Any questions you may want to write down for discussion

 

What happens during the face-to-face meeting?

  • This is YOUR hour.  We will answer and address any questions you may have.  

  • By reviewing your information, our office will better understand your financial concerns and can then provide recommendations.

  • At the close of the hour, you will decide if you want to meet again.

 

Where is Wealth Management of the Carolinas located?

  • The office is located in Concord off of Branchview Drive.

ABOUT US

WEALTH MANAGEMENT of the CAROLINAS, prides itself on providing quality products and superior service to every client of the firm. Our primary focus is always to enhance and, ultimately, preserve both our client's wealth and their estates within each individual situation...

OUR SERVICES

CONTACT US

1028 Lee-Ann Drive, Suite 220

Concord, NC 28025

 

Phone: 704.782.7233

Fax: 704.782.7309

Email: wmcservice@windstream.net

J.W. Rodney Harris and LuAnn Barnes are Investment Advisor Representatives with Investment Advisory Services offered through Brookstone Capital Management, LLC, an SEC Registered lnvestment Advisor. Mitchell H. Beatty and P. Keith Riley are licensed insurance professionals. Chase Clontz is a licensed Property & Casualty insurance professional.  Wealth Management of the Carolinas and Brookstone Capital Management, LLC are not affiliated

The content of this website is provided for informational purposes only and is not a solicitation or recommendation of any investment strategy. Investments and/or investment strategies involve risk including the possible loss of principal. There is no assurance that any investment strategy will achieve its objectives.

Information provided is not intended as tax or legal advice, and should not be relied on as such.  You are encouraged to seek tax or legal advice from an independent professional.

Index or fixed annuities are not designed for short term investments and may be subject to caps, restrictions, fees and surrender charges as described in the annuity contract. Guarantees are backed by the financial  strength and claims paying ability of the issuer.

© 2019 Wealth Management Of The Carolinas, LLC. All Rights Reserved.